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Catherine Hayes, D.M.D., D.M.Sc.
The effect of non-cariogenic
sweeteners on the prevention of dental caries: A review of the evidence
Catherine Hayes, D.M.D., D.M.Sc.
Harvard School of Dental Medicine
Department of Oral Health Policy and
Epidemiology
188 Longwood Avenue
Boston, MA 02115
Phone: 617-432-3507
Fax: 617-432-0047
catherine_hayes@hms.harvard.edu
The complete version of this paper can be
viewed at: http://www.nidcr.nih.gov/news/consensus.asp
Abstract:
The role of sugar substitutes such as xylitol
and sorbitol in the prevention of dental caries has been investigated in several
clinical studies. The purpose of this report is to review the current published
evidence regarding the relationship between sugar substitutes and dental caries.
A literature search was conducted using MEDLINE and EMBASE and included studies
published from 1966-2001. Studies, which included human subjects and were
published in English were included in this review. A total of 14 clinical
studies were reviewed which evaluated the effect of sorbitol or xylitol or the
combination of both sugar substitutes on the incidence of dental caries. Most of
the reports were of studies conducted with children outside of the United
States. These studies demonstrated a consistent decrease in dental caries,
ranging from 30-60 percent, among subjects using sugar substitutes as compared
to subjects in a control group. These caries rate reductions were observed in
subjects using xylitol or sorbitol as the sugar substitute in chewing gum or
toothpaste. The highest caries reductions were observed in subjects using
xylitol. These findings suggest that the replacement of sucrose with sorbitol
and xylitol may significantly decrease the incidence of dental caries.
Keywords: dental
caries, systematic review, xylitol, sorbitol, sugar substitutes, prevention
3 The role of sucrose and other
fermentable carbohydrates in the etiology of dental caries has been well
established. Since it is known that sugared chewing gums may increase the risk
of dental caries, it has been proposed that the replacement of sucrose in
chewing gum or candies with a sugar substitute such as xylitol, may contribute
to caries prevention. This relationship has been studied in-situ and in
several clinical studies,1-3 that will be the focus of
this report. It is believed that the benefits of sugar-free gums may be
two-fold; 4-6 1.) decreased lactic acid production and
increased salivary flow potentially leading to an increased buffering of acids
in plaque and 2) increased supersaturation of saliva with the mineral ions as
well as enhanced clearance of sugars from the mouth. Thus sugar substitution and
salivary stimulation could, it has been argued, be equally responsible for the
non-cariogenicity of sugar-free chewing gum.6 Sorbitol and
xylitol are the most commonly used sugar substitutes. Although sorbitol is
metabolized at a slower rate than sucrose and not at all by most microorganisms,
it can be fermented at a slow rate by all of the mutans streptococci including S.
mutans while xylitol is considered to be non-acidogenic.7-10
REVIEW
OF PUBLISHED STUDIES
In a clinical trial, in Puerto Rico, 2,601
schoolchildren were randomly assigned to two study groups.11 One
examiner evaluated caries in the permanent dentition at baseline and after two
and three years of follow-up with the use of artificial light, mirror, explorer
and radiographs. After baseline exams classrooms were randomly assigned to
receive no gum or sugar-free chewing gum (Extra Orbit, Wrigley) with sorbitol
(40-60%), mannitol (4-15%) and aspartame (<0.6%) sweeteners. Children were
instructed to chew three times per day for 20 minutes. The
change in DMFS index was evaluated adjusting
for age, sex, baseline scores (DMFS) and baseline surfaces at risk, school,
treatment by classroom, and within treatment by school. The mean age was 11.65
years in the control group and 11.72 years in the treatment group. Subjects in
the chewing gum group had 6.4 percent fewer new DMF surfaces than controls.
These differences were statistically significant. It is possible, however, that
these results are biased since it is impossible to know how often the children
in the "no gum" group actually chewed gum with or without sucrose
outside of school. It is possible that they did use chewing gum outside of the
school thus increasing their risk of developing caries.
In a study within the VA system, patients
were enrolled in a double-blind randomized clinical trial as part of standard
recall visits.12 All inpatients with exposed root surfaces
were invited to participate. One hundred and eighty-eight consented to
participate and were systematically assigned to xylitol or sorbitol and followed
for 1.8 years. There were 40 subjects in each of the intervention groups and 105
in the non-participating group. There were 36 root surface caries among 2,632
person years of risk in the sorbitol group and six lesions among 2,349 person
years of risk in the xylitol group resulting in a relative risk comparing the
two types of gum of 0.19 (0.06,0.62) (p=0.0065) indicating a significant
reduction in carious lesions on exposed root surfaces among those who chewed
xylitol gum. An adjustment by age, gender, number of carious root surfaces at
baseline, or caries-free root surfaces at baseline, did not appreciably alter
these results. The data were not analyzed against the non-participating group
since the authors believed such an analysis to be "unjustified."
In a double-blind cohort study in Belize,
1,277 schoolchildren (mean age 10.2yrs) were randomly assigned (by school) into
nine treatment groups: four xylitol groups (4.3-9.0g/day);
two xylitol-sorbitol groups ( 8.0-9.7g/day);
one sucrose group 9.0g/day; one sorbitol group (9.0g/day); and one sucrose
group.13 All participants were fourth grade pupils
attending 19 public schools. The gums used in the study were packed in number
coded blank wraps to ensure that students were blinded as to the type of gum.
During each of the approximately 200 schooldays per year there were five minute
periods of gum use supervised by teachers with timers. Verbal and written
instructions were provided during school vacations.
The onset of a carious lesion on a previously
sound or unerupted tooth was evaluated as the outcome. A total of four blinded
and calibrated dentist examiners carried out the exams at baseline, 16, 28, 40
months, applying the WHO criteria for caries detection. A carious lesion was
recorded if physical discontinuity and softness of the enamel in either pits or
smooth surfaces were evident. Radiographs were not used to assess caries
incidence and enamel-only caries were scored as D0. The
overall loss to follow-up was 32 percent with an uneven distribution between
groups. The largest reduction in caries rates occurred in xylitol groups that
was significant when compared with sorbitol or sucrose. Relative risks for
caries rates were adjusted for age, gender, DMFS and number of sound surfaces at
baseline. The most significant caries reduction was observed in the group
assigned to the highest xylitol concentration (RR = 0.27) (0.20, 0.36). The
protective effect of xylitol increased with increasing xylitol composition. The
group assigned to the sucrose chewing gum exhibited a slight increase in caries
rate (RR = 1.20) (0.96-1.49) that was not statistically significant. Sorbitol
decreased caries rates significantly (RR= 0.74) (0.60-0.92) as did the sorbitol/xylitol
groups.
Another study in Belize evaluated the effect
of xylitol and sorbitol chewing gums on caries rates in primary teeth with six
year old subjects. This study demonstrated a lower rate of
caries in subjects in the xylitol or sorbitol
pellet groups compared to a group of children who were not assigned to a chewing
group, with relative risks reported as 0.35 (.21-.59) and .44 (.30-.63)
respectively.14
Subjects from the two cohort studies in
Belize were evaluated to determine the effect of xylitol on rehardening or
non-progression of carious lesions.15 The rehardening of
dentinal caries was examined by blinded examiners with explorers and fiber optic
lights using the same criteria as in the original studies. Radiographs were not
used. The number of lesions that went from D3 to D0
or D4 to D0 were recorded for
each of the nine groups. The following formula was used to assess the rate of
caries arrest and nonprogression:
# surfaces which were diagnosed to reharden
or non-progressed
carious surfaces with a caries diagnosis of D3
or D4 at baseline
Arrest or non-progression of caries was seen
more frequently in subjects using the xylitol gum. The group with the highest
percentage of xylitol exhibited a higher percent of arrested carious lesions
(27%), compared to the no gum group (9%) or the sorbitol group(7%) (p <
0.05). A five year follow-up study of the effect of xylitol candies or gums was
conducted with 740 10 year-old children in 12 schools in four towns in Estonia.16
The candies were used for two years and the gum for three years. Two
examiners conducted blinded exams at a local school dentist?s office with
mirror and explorer using the WHO criteria. After three years 75 percent of the
original group was re-examined. Both xylitol groups had significantly reduced
caries rates compared to controls. The mean DMFS scores after three years,
adjusted for age, gender, examiner and baseline DMFS were: 4.42 (+4.36) in the
control group, 1.87 (+2.55) in the chewing gum group and 2.77 (+3.05) and 1.72
(+ 2.04) in the two candy groups. The overall
reduction in caries rates compared to
controls was 53.5 percent in the chewing gum group and 33-59 percent in the two
candy groups compared to controls. These results were statistically significant
(p < 0.005).
A demonstration project in Madagascar in
which school children were randomly assigned to polyol chewing gum or control
group included children in grades one and four in six schools.17 All
children received a school-based oral health education program that included
daily supervised toothbruhsing. The test group also received a chewing gum that
contained 55.5 percent sorbitol, 4.3 percent xylitol and 2.3 percent carbamide
that they received 3-5 times per day. Dental examinations were performed by
three calibrated dentists at baseline and after three years of follow-up using a
standard explorer, mouth mirror and daylight. After three years of follow-up the
overall DMFS scores did not differ significantly among any of the study groups.
The only statistically significant finding was a decrease in occlusal caries in
children in grade one in the xylitol group. It is interesting to note that the
findings were different than the other studies cited in this review. The daily
supervised toothbrushing that all children participated in may have made the
groups more similar in terms of oral hygiene status thus reducing the detectable
difference in caries rates.
The discussed studies evaluated the use of
chewing gum or candies with sugar substitutes on caries rates. One study
evaluated the caries inhibitory effect of xylitol in a dentifrice.18
This study was conducted in Costa Rica beginning in 1987 with 2,630
school children aged eight to ten. A calibrated dentist conducted clinical
evaluations on all children at three time points throughout the study. The
children were divided into two groups, 10.243 percent NaF/silica dentifrice or a
dentifrice containing 0.243 percent NaF/silica plus 10 percent
xylitol, and stratified by age and sex. They
brushed twice daily with the study toothpaste including once daily at school and
home during weekdays and twice daily on the weekends.
The DFS incremental change was 3.3 in the
control dentifrice and 3.1 in the dentifrice containing xylitol, representing a
9.1percent difference in caries incremental change (p<0.01). After three
years the loss to follow-up was 36 percent that was consistent between the two
groups. The mean DFS changes from baseline were 5.7 for the control group and
5.0 for the test group (p < 0.001).
LONG-TERM EFFECTS
The long-term effects of sugar-free gum
chewing have been reported in a single study in which children were re-examined
five years after a two-year gum chewing study ended. Comparisons were made
between sorbitol, xylitol and no gum chewing. The sorbitol gum did not have a
significant long-term effect on caries reduction. The xylitol and xylitol/sorbitol
groups demonstrated significant long-term caries reductions with relative risks
of 0.41 (0.23,0.75) and 0.56 (.36,.89) respectively. The protective effect of
xylitol depended on when teeth erupted. Teeth erupting after one year of gum
chewing or after the two year period had ended, demonstrated the most
significant long-term caries reductions (93% and 88% respectively).19
Streptococcus Mutans
The effect of sugar substitutes on changes in
S. mutans levels also have been investigated. All studies have
consistently demonstrated that xylitol use did significantly reduce the levels
of S. mutans.20-23
SUMMARY
The effect of sugar substitutes on
changes in caries rates has been evaluated in several observational studies as
well as clinical trials with results consistently demonstrating a protective
effect of xylitol on caries incidence. Sorbitol also was shown to decrease
caries rates compared to controls, however, the reductions in caries rates were
greatest when xylitol was the sugar substitute. Some limitations of previous
studies include the lack of radiographs in caries diagnosis, high loss to
follow-up, potential confounding and bias due to nature of long-term community
intervention studies.
The criteria for causality:
consistency, strength association, biologic plausibility, temporal sequence and
dose response relationship should be considered. First, these studies are
remarkably consistent both in terms of the magnitude of the effect observed as
well as the consistent demonstration of the superiority of xylitol compared to
sorbitol in decreasing the risk of dental caries. Second, the relative risks
observed, 0.19-0.4, are considered strong evidence of a protective effect.
Third, it is biologically plausible that xylitol can reduce dental caries since
the pH of plaque is not lowered to the range that would increase caries risk
with xylitol compared to sucrose. Fourth, a dose response trend was observed in
the two studies that evaluated different concentrations of xylitol with the
greatest effect observed in the subjects using the strongest xylitol
preparations. Although several of these studies were flawed it is unlikely that
future studies can improve on what has been done to date. Furthermore, since the
evidence suggests a strong caries protective effect of xylitol it would be
unethical to deprive subjects of its potential benefits. Given that several of
the criteria for causality are met, it is concluded that xylitol can
significantly decrease the incidence of dental caries.
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This article is a reprint found at NIH.org
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